Category:United States securities law

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Subcategories

This category has the following 2 subcategories, out of 2 total.

U

  • United States federal securities legislation
  • United States securities case law

Pages in category "United States securities law"

The following 30 pages are in this category, out of 30 total. Updates to this list can occasionally be delayed for a few days.

  • Securities regulation in the United States

B

  • Big Boy Letter
  • Blue sky law

C

  • Commodity Exchange Act

D

  • Deep Rock doctrine

F

  • Financial Industry Regulatory Authority

G

  • General Securities Principal Exam
  • General Securities Representative Exam

I

  • Investment Company Act of 1940

L

  • List of Securities Examinations

N

  • North American Securities Administrators Association

P

  • Private Securities Litigation Reform Act
  • Public Utility Holding Company Act of 1935

R

  • Registered Representative
  • Rule 144A

S

  • SEC Rule 10b-5
  • SEC Rule 10b5-1
  • Sarbanes-Oxley Act
  • Scienter
  • Securities Act of 1933
  • Securities Exchange Act of 1934

S cont.

  • Securities Litigation Uniform Standards Act
  • Series 6
  • Strike suit

T

  • Trust Indenture Act of 1939

U

  • Uniform Combined State Law Exam
  • Uniform Gifts to Minors Act
  • Uniform Investment Adviser Law Exam
  • Uniform Securities Act
  • Uniform Securities Agent State Law Exam
Categories: Financial regulation in the United States | United States law | Securities
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