Decline of the Byzantine Empire

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The decline and fall of the Byzantine empire was a process lasting many centuries. There is no consensus on exactly when this process began; several dates have been suggested by historians:

Of these, the Byzantine-Arab Wars and the Battle of Manzikert have traditionally been considered the most significant. However, recent books by Paul Magdalino and J. Birkenmeier have re-evaluated the position of the empire in the 12th century, citing the collapse under the Angeloi (1185-1204) as the most decisive turning point in the empire's fortunes. Although this view is not universally held, historians generally agree that after the Fourth Crusade in 1204, the empire was only a shadow of its former self. The death of Michael VIII in 1282 marks the last period of Byzantine success on anything more than a minor scale. From this date onwards, the empire entered its final decline.

However, the calamities of the Empire were not limited to the above dates or even the following years - Throughout the 14th and 15th centuries the Empire suffered from many natural disasters, invasions and several coups.

Map of the changes in borders of the Byzantine Empire
Map of the changes in borders of the Byzantine Empire

Contents

[edit] Collapse of the Western Roman Empire: 5th - 7th century

The Byzantine Empire was a continuation of the Eastern Roman Empire, so how well the Eastern Half ruled determined the circumstances with which the Byzantines would be forced to deal with. The loss of the Western territories in the 4th and more importantly 5th centuries led to the loss of some important cities such as Rome. The creation of the Germanic states of the Franks and the Lombards out of the rubble of the Roman Empire meant that in time they would seek to challenge the authority of the Byzantine Empire. General Flavius Belisarius under Justinian I in the early 6th century made a serious attempt to recover the western half; however his gains were short-lived and poorly planned out - resources and troops that could have been used to defeat the Persians were diverted forcing the Byzantines into tribute and diplomacy to deal with this Eastern threat. The loss of the western territories led to the Patriarch of Rome achieving greater independence from Byzantium, which no longer provided adequate protection to the Pope. Consequently, the Holy See and Byzantium would have disagreements, culminating in the schism of 1054 sanctioning Latin invasions of Byzantium in the 13th century.

[edit] Rise of Islam 7th - 9th century, 11th - 15th century

Islam gave the Arabs a new found zeal and desire to conquer the territories in the Levant and Egypt. The Arab invasions led to the loss of Egypt, Syria, Palestine and for a short period of time, Crete, Sicily, Cyprus and Asia Minor. Though Asia Minor was recaptured and substantial parts of Syria and Mesopotamia either taken back or subjugated, Egypt remained firmly in Arab hands as did the rest of Palestine. The loss of Egypt was a major blow to the Byzantines since the province of Aegyptus had provided much of the Empire's manufactured goods and natural resources, especially grain, ever since the times of Roman Antiquity. Conversely the Arab acquisition of Egypt gave the Ummayad and later Abassid Caliphates huge resources, meaning that the Byzantines had to direct large amounts of resources to stave off constant Arab incursions into Asia Minor and Syria. When the Fatimid Caliphate broke away from the Abassids the Byzantines were able to launch successful offensives into Syria and Palestine, due to this division amongst her enemies.

[edit] The arrival of the Seljuks; 11th - 13th century

Another possible explanation for the disintegration of the Byzantine Empire is the permanent settlement of Anatolia by the Seljuks, a Turkish people.

It is worth remembering that the Byzantines had faced invasion in Asia Minor for centuries. In the seventh and eighth centuries, in particular, first the Sassanid Persians and then the Muslim Arabs launched major offensives into the region. Though the Arabs were successful in conquering many Byzantine territories during the Byzantine-Arab Wars, they were ultimately unsuccessful in establishing themselves in western Anatolia or the Balkans.

However, a period of civil war in the late eleventh century enabled the Turks to make huge inroads into Byzantine territory. In many places, usurpers used mercenary Turkish troops to occupy strategic towns, only for those mercenaries to take the towns for themselves when the usurpers had departed. Thus by 1095, virtually the whole of Asia Minor, comprising about 70% of the Byzantine Empire, had been lost.

Although the three competent Komnenian emperors, especially Manuel I Komnenos (r.1143-1180), may have had the power to expel the outnumbered Seljuks, several factors combined to ensure that they never did so. Alexios was unable to derive much of the expected benefit from the First Crusade, though it did at least help him to recover Nicaea and western Asia Minor. It has even been argued that it was never in the interests of the Komnenoi to expel the Turks, as the expansion back into Anatolia would have meant sharing more power with the feudal lords, thus weakening their power. If this is so, it is a historical irony, as re-conquering Anatolia may have saved the Byzantine Empire in the long run.

No emperor after the Komnenian period was in a position to expel the Turks from Asia Minor, while the preoccupation of the Nicaean emperors with the attempt to recover Constantinople meant that resources were diverted away from Asia Minor and towards the west. The result was a weakenining of the Byzantine defences in the region, which when combined with insufficient resources and incompetent leadership lead to the complete loss of all the empire's Asian territory to the Turks by c.1400.

[edit] Crusades

Map to show the partition of the empire following the Fourth Crusade, c.1204.The overall outcome of the Crusades leaving the Empire permanantly weakened.
Map to show the partition of the empire following the Fourth Crusade, c.1204.The overall outcome of the Crusades leaving the Empire permanantly weakened.

Part of the reason why the Crusades were launched was to assist the weakening Byzantine Empire; the other reason was to re-open Jerusalem to Christian Pilgrims. Both of these reasons stem from the arrival of the Seljuk Turks whose newly found Islamic zeal and opportune timing resulted in the fall of Jerusalem in 1071 and a decisive victory at Manzikert. Though the Crusades assisted Byzantium in driving back some of the Turks, it also opened up Byzantium to Latin aggression which was not always directed at Byzantium's enemies - most notably the Fourth Crusade, which sacked Byzantium and reduced Imperial power to the Nicaean Empire, Trebizond and Epirus. Much of the Nicaean Emperors' efforts went into combating the Latins - even after Constantinople was returned to Byzantine rule, the Empire exerted much of its efforts into defeating its Latin neighbours, whose desires to liberate the Holy Land largely faded by 1291.

[edit] Rise of the Ottomans

The arrival of the Seljuk Turks led to the rise of the Ottomans, warriors that followed the Noble (Bey) Osman I. Osman I carved out a small domain in north-western Asia Minor, raiding Byzantine lands and occupying country land that was poorly defended. Attempts by the Byzantine Emperors to drive back the Ottomans yielded little short term success - the excessive use of mercenaries led to much peasant resentment, giving the Ottomans support in the regions in Asia Minor. Following a number of civil disputes in the Byzantine Empire, the Ottomans subjugated the Byzantines as vassals in the late 14th century and attempts to relieve this vassal status culminated in the Fall of Constantinople in 1453.

[edit] Structure of Byzantium

The Byzantine Empire's survival depended upon its administration and the logistics that enabled it to run the Empire. Though considered complex, its system was one more advanced than those practiced by the Frankish Kingdoms in the West and one modelled by the Islamic Powers of the East. As the Empire evolved into an increasingly smaller and defensive state, the governing of the state changed as well. However, by the 1300's the burdens of running an Empire surrounded by many enemies became too much of a strain on Byzantium's increasingly smaller resources. By c. 1350's, the Byzantines lost Thrace to the Ottomans; thereafter Constantinople became the government's primary administrative region.

[edit] Economy of Byzantium

The Economy of the Byzantine Empire was one of the most powerful in the world and the most powerful of Europe at the time of its height. However, the territorial losses in the 11th century led to the Byzantine Emperor Alexius I to grant the Venetians numerous trading concessions to gain their assistance against the Normans and the Turks in the Crusades. The resulting economic rivalry between Byzantium and Venice led to the Byzantines giving Genoa trading concessions as well in an attempt to enlist their aid as a counter to increasing Venetian power.

In time both Venice and Genoa dominated trade in the Aegean and the rest of the Mediterranean. The loss of this vital income would lead to the loss of the ability to pay for troops and keep Byzantium together.

[edit] Politics of Byzantium

The Byzantine Empire experienced numerous civil wars. The defeats in the 7th and 12th centuries to the Arabs and Turks respectively speaking were in no small part assisted by numerous internal conflicts. The situation became worse later in the 14th and 15th centuries were Byzantine Emperors were forced to fight their own grandchildren/children, as with the case of Andronikus II and Andronikus III.

[edit] Society of Byzantium

The Military of the Byzantine Empire was often smaller than that of its opponents and thus relied more upon strategy rather brute strength to achieve success[1][2] . This was in part achieved by the logistics of the Byzantine administration which allowed it to utilize their troops as efficiently as possible. Taxes on the peasantry were collected at times of need so as to raise the supplies needed at the time [3]. However, this bureaucratic system was exploited by the social elite [4] whose increasing power challenged that of the Emperor. Whilst the Theme system worked well to provide efficient military service, it led to the decentralization of power leading to disastrous civil conflicts in the 11th, 12th and 14th centuries.

Furthermore, as the taxation system became ever more of a burden on the peasantry, the lower classes of the Empire began to resent the state. This contributed to the loss of Asia Minor in the 11th and 14th centuries due to the arrival of the Turks.

[edit] The structure of the military

Another major factor in the decline of the Byzantine empire may have been the disintegration of its traditional military system, the 'theme' system. Under this arrangement, the empire was divided into several regions which contributed locally raised troops to the imperial armies. The system provided an effective means of cheaply mobilizing large numbers of men, and the result was a comparatively large and powerful force - the army of the theme of Thrakesion alone had provided about 9,600 men in the period 902-936, for example. However, the demise of the system made the organization of the Byzantine armies less self-sufficient.

The Byzantine military did not immediately collapse following the disappearance of the theme system. In the 12th century, the Komnenian dynasty re-established an effective military force. Manuel I Komnenos, for example, was able to muster an army of over 40,000 men. This was sufficient to ensure the empire's continued status as a great power for the duration of the Komnenian period. However, the Komnenoi never provided for a future that saw their decisive leadership replaced by incompetence. After the deposition of Andronikos I Komnenos in 1185, the dynasty of the Angeloi oversaw a period of military decline. From 1185 onwards, Byzantine emperors found it increasingly difficult to muster and pay for sufficient military forces, while the failure of their efforts to sustain their empire exposed the limitations of the entire Byzantine military system, dependent as it was on competent personal direction from the emperor. The culmination of the empire's military disintegration under the Angeloi was reached on 13 April 1204, when the armies of the Fourth Crusade sacked Constantinople and dismantled the Byzantine Empire.

Despite the restoration under the Palaiologoi, Byzantium was never again a great power on the scale of the past. By the 13th century, the imperial army numbered a mere 6,000 men, while the empire's territories had been reduced to little more than the lands immediately surrounding the Aegean sea.

Thus, it is possible to argue that the demise of the theme system was one of the most significant factors in the decline of the Byzantine empire. As one of the main institutional strengths of the Byzantine state, the theme system was never replaced by a viable long-term alternative. This left the empire lacking in underlying structural strengths. The result was an empire that depended more than ever before on the strengths of each individual emperor or dynasty. The collapse of imperial power and authority after 1185 revealed the inadequacy of this approach.

[edit] Bibliography

  • Angold, Michael (1997). The Byzantine Empire, 1025-1204. Longman. ISBN 0-582-29468-1. 
  • Haldon, John (2002). Byzantium - A History. Tempus. ISBN 0-7524-2343-6. 
  • Harris, Jonathan (2003). Byzantium and the Crusades. Hambledon and London. ISBN 1-85285-298-4. 
  • Alan Harvey, "Economic expansion in the Byzantine empire, 900-1200"
  • John Haldon, "The Byzantine Wars"
  • J.W. Birkenmeier, The Development of the Komnenian Army 1081-1180
  • Magdalino, Paul, The empire of Manuel I Komnenos 1143-1180
  • Norwich, John Julius (1998). A Short History of Byzantium. Penguin. ISBN 0-14-025960-0. 

[edit] Notes

  1. ^ Philip Sherrard, Great Ages of Man Byzantium, Time-Life Books
  2. ^ Haldon, John. Byzantium at War 600 - 1453. New York: Osprey, 2000.
  3. ^ Haldon, John. Byzantium at War 600 - 1453. New York: Osprey, 2000. pg 90
  4. ^ Haldon, John. Byzantium at War 600 - 1453. New York: Osprey, 2000. pg 90